We appreciate your visit to If a municipal securities dealer accepts a put bond for tender from a customer but does not send a confirmation which of the following statements. This page offers clear insights and highlights the essential aspects of the topic. Our goal is to provide a helpful and engaging learning experience. Explore the content and find the answers you need!
Answer :
Final answer:
When a municipal securities dealer accepts a put bond for tender from a customer, a confirmation of the transaction is indeed required as a part of the dealer's transactional records. Omitting it is a violation.
Explanation:
In this scenario, the correct answer is option C: It violates the rules because a confirmation of the transaction is required for the dealer's transactional records.
This means that when a municipal securities dealer accepts a put bond for tender from a customer, they must send a confirmation to conform lawfully. This confirmation is crucial as it serves as an official record of the transaction. Therefore, omitting it can be regarded as a violation.
Learn more about Municipal Securities here:
https://brainly.com/question/33337433
#SPJ11
Thanks for taking the time to read If a municipal securities dealer accepts a put bond for tender from a customer but does not send a confirmation which of the following statements. We hope the insights shared have been valuable and enhanced your understanding of the topic. Don�t hesitate to browse our website for more informative and engaging content!
- Why do Businesses Exist Why does Starbucks Exist What Service does Starbucks Provide Really what is their product.
- The pattern of numbers below is an arithmetic sequence tex 14 24 34 44 54 ldots tex Which statement describes the recursive function used to..
- Morgan felt the need to streamline Edison Electric What changes did Morgan make.
Rewritten by : Barada
